Workflow

Application register, KPIs and case management

Create, find, open, edit and soft-delete professional compliance cases while preserving the correct landlord, property, authority and audit context.

19 connected guidesLive filterPermission-aware instructions
19 guides
Category

Full Compliance Applications

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Use the compliance application register

Review all active cases in the professional register.

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Read the Total KPI

Count all active, non-deleted compliance applications.

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Read the Waiting Landlord KPI

Identify cases whose current status requires landlord action.

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Read the With Authority KPI

Identify submitted, acknowledged, authority-review and authority-query cases.

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Read the Completed KPI

Identify approved, completed, case-completed and renewal-reminder cases.

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Read the Overdue KPI

Identify cases whose expected due date has passed and are not in a completed or renewal state.

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Search the register

Search by case reference, landlord, service, authority or status using the browser search field.

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Understand register columns

Read Reference, Landlord, Service/Requirement, Authority, Status, Last Update and Action.

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Open a compliance case

Select View from the case row to open status, journey, proposal, documents, timeline and audit-linked information.

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Create a compliance case

Open New Application and submit the landlord, service and professional case information.

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Edit a compliance case

Open Edit, update permitted case fields and retain the same reference and linked evidence.

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Save a new or edited case

Submit the case form and handle required-field validation or successful redirection.

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Understand generated case references

Recognise the generated FCA date-and-random-suffix reference attached to a new case.

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Link the correct landlord

Select an existing CRM client as the required case owner.

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Link an optional property

Choose an available property record or leave the case unlinked until one is available.

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Soft-delete a case

Use Delete from the case view, confirm the action and retain the historical record with a deleted timestamp.

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Understand client ownership

Recognise that client-portal access is limited to applications whose client ID matches the authenticated customer.

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Understand tenant-aware administrator links

Use links generated for the active tenant path when the CRM is served from a tenant subdirectory.

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