Workflow

Compliance Records

Browse Compliance Monitor guides related to compliance records.

25 connected guidesLive filterPermission-aware instructions
25 guides
Guide

Compliance Monitor module overview

Compliance Monitor module overviewUnderstand how property, tenancy, safety, licensing, governance, renewal and audit workflows connect in one module.

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Enable Compliance Monitor permissions

Enable Compliance Monitor permissionsAssign the module permission group so staff see only the actions they are authorised to perform.

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Understand the Compliance Monitor menu groups

Understand the Compliance Monitor menu groupsNavigate Core Compliance, Safety Certificates, Tenancy Compliance, Licensing & Gov, Agency Governance and the audit menus.

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Use the Compliance Monitor dashboard

Use the Compliance Monitor dashboardRead live counts and open the correct operational workspace from the dashboard.

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Interpret dashboard compliance risk metrics

Interpret dashboard compliance risk metricsUse overdue, due-soon, renewal and notification counts as operational queues rather than static totals.

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Synchronise linked properties

Synchronise linked propertiesRefresh property relationships from the real-estate source into the Compliance Monitor sync index.

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Synchronise suppliers

Synchronise suppliersRefresh supplier records used by certificate, contractor and compliance workflows.

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Use the compliance records register

Use the compliance records registerSearch all approved and active compliance records from one register.

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Search and filter compliance records

Search and filter compliance recordsCombine live search, section and compliance type filters to isolate the correct record.

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Open an approved compliance record PDF

Open an approved compliance record PDFOpen the system-generated PDF linked to an approved compliance record.

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Download a compliance record PDF safely

Download a compliance record PDF safelyUse the supported record-PDF endpoint instead of copying an internal filesystem path.

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Understand compliance record statuses

Understand compliance record statusesRead draft, pending, approved, current, due, overdue, expired, rejected, revoked and cancelled states consistently.

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Use display references and certificate numbers

Use display references and certificate numbersUse generated references to distinguish records, notifications and certificates across workspaces.

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Resend the latest notification for a record

Resend the latest notification for a recordUse the record-level action to resend only the latest applicable notification.

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Use deposit protection workflows

Use deposit protection workflowsManage deposit receipt, scheme protection, prescribed information, acknowledgement and end-of-tenancy status.

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Approve a deposit protection record

Approve a deposit protection recordCreate the approved deposit compliance record after scheme and prescribed-information checks.

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Approve a Right to Rent compliance record

Approve a Right to Rent compliance recordCreate the approved record after mandatory check, outcome, evidence and declaration fields are complete.

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Approve an AML / KYC record

Approve an AML / KYC recordCreate the approved compliance record after evidence, review and required checks are complete.

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Use tenant information and prescribed documents

Use tenant information and prescribed documentsCreate a service log for required tenant information and link it to active approved compliance records.

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Approve possession notice evidence

Approve possession notice evidenceApprove the notice intake after preconditions and evidence have been reviewed.

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Review and approve a rent increase or bidding record

Review and approve a rent increase or bidding recordValidate the proposed change, statutory or policy fields and evidence before approval.

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Review and approve a tenant fee record

Review and approve a tenant fee recordVerify the fee category, calculation and evidenced reason before approval.

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Review and decide a pet request

Review and decide a pet requestRecord the decision, reasons, conditions and evidence before approval.

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Use the Legal & Audit dashboard

Use the Legal & Audit dashboardReview legal obligations, approved records, audit packs, PDFs and regulator export routes.

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Use the approved records register

Use the approved records registerReview approved compliance records across operational workspaces.

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